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Los Angeles, CA USA
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TODAY
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Friday, November 22, 2024
Category:
Financial Services Education
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Brand:
360training.com (295)
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Financial Services Education
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360training.com
Item No.:
360T3fee973a87404bbb9a093a9f7e8dc746fff1c80b2dcb42
Product Name:
The SEC s Books and Records Requirements The Basics
Brand:
360training.com |
UPC
:
975783351761718363819296354980fff1c80b2dcb420a8a2b
Condition:
New
Price:
$
25.00
Availability: In Stock
Below $
Email:
Category:
Financial Services Education > Firm Element
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Product Description:
The SEC books and records regulations are primarily found as Rule 17 a-3 and Rule 17 a-4. Rule 17 a-3 describes what records must be created while Rule 17 a-4 defines maintenance and retention periods for these records.Â
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