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The SEC s Books and Records Requirements The Basics
Item No.: 360T3fee973a87404bbb9a093a9f7e8dc746fff1c80b2dcb42
Product Name: The SEC s Books and Records Requirements The Basics
Brand: 360training.com | UPC: 975783351761718363819296354980fff1c80b2dcb420a8a2b
Condition: New
Price:$25.00 Availability: In Stock
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Category: Financial Services Education > Firm Element

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The SEC s Books and Records Requirements The Basics
Product Description:
The SEC books and records regulations are primarily found as Rule 17 a-3 and Rule 17 a-4. Rule 17 a-3 describes what records must be created while Rule 17 a-4 defines maintenance and retention periods for these records.  
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