Name: Municipal Securities Sales Practices and Supervisory Requirements Interactive
Brand: 360training.com
Price: 30 USD
Availability: InStock

Item No.: 360T1739ff6d5e984732b575e78e519d9b311a0b324b643849

Product Name: Municipal Securities Sales Practices and Supervisory Requirements Interactive

Brand: 360training.com | UPC: 3505066389726800099258261969221a0b324b643849e7833f

Condition: New

Price:$30.00 Availability: In Stock
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Category: HR, Ethics & Compliance > Banking & Financial Compliance > FINRA Compliance

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Product Description:

This course will examine the regulatory issues affecting (i) sales practices of securities firms and registered representatives in the sale of municipal securities and (ii) the supervisory requirements applicable to securities firms regarding the sale of municipal securities.